Debt collection is a major industry that helps serve other businesses. It would be very difficult for every individual company that deals with non-payment from customers to manage debt collection in-house. Debt collection companies serve a critical role by allowing...
LAW OFFICE OF BRADLEY D. SCHNUR, ESQ. P.C.
New York News And Law Blog
100% Settlement Reached In Investor Fraud Case
The Law Office of Bradley D. Schnur, Esq. P.C. recently represented an investor who lost over $70,000 as a result of the unscrupulous actions of a broker who churned the investor's account. Shortly after filing the Statement of Claim with FINRA, the brokerage firm...
Client Awarded Monetary Relief In Overconcentration Case
A FINRA Arbitrator awarded one of our clients a monetary award of $20,000 in FINRA Dispute Resolution Case 16-03645 which we filed against a broker based upon a claim overconcentration of the account in Groupon stock. If you have lost money in the stock market, you...
Faulty FINRA Arbitrator Disclosure May Be Basis To Vacate Award
Law Office quoted in Article from Financial Advisor IQ (subscription may be required) https://financialadvisoriq.com/c/2091953/247633/advisor_cries_foul_over_finra_arbitration_disclosures?referrer_module=mostPopularEmailed&module_order=3
Firm’s Client Awarded $32,100.00 After FINRA Arbitration Hearing
In FINRA Case 17-2508, our client asserted the following causes of action: unsuitability, churning, commission abuse, fraud, fraudulent misrepresentation, and breach of fiduciary duty. We settled the claim as against 3 of the 4 broker Respondents and proceeded with a...