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LAW OFFICE OF BRADLEY D. SCHNUR, ESQ. P.C.

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Month: July 2020

Client Awarded $69,250 in FINRA Arbitration

On June 29, 2020 a FINRA Arbitration Panel awarded our client, located in Iowa, a monetary award of $69,250.00 in FINRA Dispute Resolution Case 18-01679.  This case was filed against a brokerage firm and broker based upon a claim of overconcentration, unsuitability...