LAW OFFICE OF BRADLEY D. SCHNUR, ESQ. P.C.
The Law Office of Bradley D. Schnur, Esq. P.C. recently represented an investor who lost over $70,000 as a result of the unscrupulous actions of a broker who churned the investor's account. Shortly after filing the Statement of Claim with FINRA, the brokerage firm...
A FINRA Arbitrator awarded one of our clients a monetary award of $20,000 in FINRA Dispute Resolution Case 16-03645 which we filed against a broker based upon a claim overconcentration of the account in Groupon stock. If you have lost money in the stock market, you...
Law Office quoted in Article from Financial Advisor IQ (subscription may be required) https://financialadvisoriq.com/c/2091953/247633/advisor_cries_foul_over_finra_arbitration_disclosures?referrer_module=mostPopularEmailed&module_order=3
In FINRA Case 17-2508, our client asserted the following causes of action: unsuitability, churning, commission abuse, fraud, fraudulent misrepresentation, and breach of fiduciary duty. We settled the claim as against 3 of the 4 broker Respondents and proceeded with a...
