A FINRA Arbitrator awarded one of our clients a monetary award of $20,000 in FINRA Dispute Resolution Case 16-03645 which we filed against a broker based upon a claim overconcentration of the account in Groupon stock.
If you have lost money in the stock market, you may have been the victim of broker misconduct. Contact our office at 844-864-4200 or 914-363-6250 for a free initial consultation.
