In FINRA Case 17-2508, our client asserted the following causes of action: unsuitability, churning, commission abuse, fraud, fraudulent misrepresentation, and breach of fiduciary duty. We settled the claim as against 3 of the 4 broker Respondents and proceeded with a hearing against the remaining broker. After considering the pleadings, the testimony, and the evidence presented at the hearing, the Arbitrator awarded our client $32,100.00 in compensatory damages.
LAW OFFICE OF BRADLEY D. SCHNUR, ESQ. P.C.